Section 9 – Changes and Claims
12/1/03
9.10
submission or certification of a false claim may lead to fines, imprisonment and/or
other severe legal consequences.
(Signature of officer) (Date) "
If the Contractor is unable to support any part of a claim and it is determined that such
inability is attributable to falsity of such certification or misrepresentation of fact or fraud by the
Contractor, the Contractor shall be liable to the Agency for three (3) times the amount of
damages which the Agency sustains, plus the cost of civil action, and may be liable to the
Agency for a civil penalty of up to ten thousand dollars ($10,000) for each false claim.
9-19 ENGINEER’S DECISION
The Engineer may be requested to consider a dispute or claim if the Agency and Contractor
representatives reach an impasse. A request for an Engineer’s Decision shall be made by the
Contractor, in writing, within fourteen (14) days of the date of impasse. In requesting an
Engineer’s Decision, each party shall provide a detailed description of their position and state
the objections to the position of the other party. Evidence, records, and supporting information
shall be included. Copies of all correspondence and information shall be provided to both
parties.
The Engineer will review the facts of the dispute and may request additional information,
evidence, or testimony. The Engineer will render a fair, impartial decision based on the
Contract, and the evidence submitted by the Agency and Contractor representatives.
The Engineer may decline to consider a dispute.
9-20 ALTERNATIVE DISPUTE RESOLUTION
After all remedies and provisions of the Contract are exhausted, any dispute related to the
Work or Contract may be resolved by Mediation if the Contractor and the Agency agree in
writing. The Contractor shall submit a written request for Mediation no later than thirty (30) days
after the Agency issues the final written decision.
Said Mediation is voluntary, non-binding, and intended to provide an opportunity for the
parties to evaluate each other's cases and arrive at a mutually agreeable solution. These
provisions relating to voluntary Mediation shall not be construed or interpreted as mandatory
arbitration.
9-20.01 Initiation of Mediation
Any party to a dispute or claim may initiate Mediation by notifying the other party or parties
in writing.
9-20.02 Request for Mediation
A Request for Mediation shall contain a brief statement of the nature of the dispute or claim,
and the names, addresses, and phone numbers of all parties to the dispute or claim, and those
who will represent them, if any, in the Mediation.
9-20.03 Selection Of Mediator
Upon receipt of a Request for Mediation, within thirty (30) days, the parties will meet and
confer to select an appropriate Mediator agreeable to all parties. If the parties cannot agree on
a Mediator, they hereby agree to accept a Mediator appointed by a recognized association such
as the American Arbitration Association.
9-20.04 Qualifications Of A Mediator
Any Mediator selected shall have expertise in the area of the dispute and be knowledgeable
in the Mediation process. No person shall serve as a Mediator in any dispute in which that
person has any financial or personal interest in the result of the Mediation. Before accepting an
appointment, the prospective Mediator shall disclose any circumstances likely to create a



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